WebNov 19, 2024 · Washington D.C., Nov. 19, 2024 —. The Securities and Exchange Commission today announced the appointment of Haoxiang Zhu, a professor of finance … WebSep 30, 2013 · For Further Information Contact: Any of the following at (202) 551-5550: David W. Blass, Chief Counsel; Joseph Furey, Assistant Chief Counsel; Joanne …
Marketing department: Functions and Responsibilities
WebMar 15, 2024 · Divisions. Divisions at the CFPB report directly to the Office of the Director, except for the Operations Division, which reports to the Deputy Director. Operations … WebMar 20, 2024 · The Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The Division regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock … The Division of Trading and Markets assists the Commission in executing its … The Division of Examinations conducts the SEC’s National Exam Program. The … Selected rulemaking releases from the securities industry Self-Regulatory … Research and Analysis. Read or download staff market structure research and … Statement on Status of the Consolidated Audit Trail, Brett Redfearn, Director, … The Commission now releases orders relating to applications for confidential … Responses to these frequently asked questions on Rule 13h-1 under the … Section 17A(c) of the 1934 Act requires that transfer agents be registered with the … origin mod creator
David Saltiel Named SEC Acting Director of Trading and Markets ...
WebThe CFTC organization consists of the offices of the Chairman and Commissionersas well as the agency's 13 operating divisions and offices. The CFTC organization is led by the … WebChapter 54 of the General Statutes refers to the Chief of The Division of Markets when referencing filing requirements of Subchapter V “Marketing Associations”. There is no … Web7 hours ago · The General Assembly has named a 25-year veteran of the Division of Capitol Police as its new chief. The Legislative Support Commission appointed Maj. John T. McKee as chief on Wednesday, and... origin mod download 1.18.1