WebApr 24, 2024 · The SEC's investigation was conducted by Luke Fitzgerald and John Farinacci of the Enforcement Division's Asset Management Unit, and supervised by Assistant Director Corey Schuster. The Office of Compliance Inspections and Examinations' Risk Analysis Examination Team provided data analytics support. … WebJun 20, 2024 · The SEC’s investigation, which is continuing, is being conducted by Luke Fitzgerald, Donna Norman and Andrew Shoenthal of the Asset Management Unit, Donald A. Ryba of the Chicago Regional Office,...
SEC’s dive into messaging apps poses new compliance challenge
WebNov 15, 2024 · Corey Schuster. Corey Schuster is Co-Chief of the SEC Enforcement Division’s Asset Management Unit, a national specialized unit that focuses on … WebApr 17, 2024 · The initiative settlements announced today were coordinated by SEC attorneys Ronnie Lasky, Donna Norman, Corey Schuster, Janene Smith, and John Farinacci, an industry expert in the Asset Management Unit. The SEC’s investigation of Cozad was conducted by SEC attorney David Benson of the Asset Management Unit. … how to add title premiere pro
Corey William Schuster (1977-2024) - Find a Grave …
WebJun 26, 2024 · The SEC seeks permanent injunctions against all defendants, conduct-based injunctions against Burgess, Wojciechowski, and Cook, and civil money penalties against Microbilt, Burgess, Wojciechowski, and Cook. The SEC’s investigation has been conducted by Jessica Neiterman and supervised by Corey Schuster of the SEC’s Asset … WebJun 19, 2024 · The Securities and Exchange Commission today announced that it filed an emergency action and obtained a temporary restraining order and asset freeze against two Pennsylvania-based brothers and three entities they control to stop an offering fraud and the misappropriation of investor proceeds. WebJun 23, 2024 · Schuster joined the SEC from the law firms of Schulte Roth & Zabel LLP and Dickstein Shapiro LLP in Washington, D.C., where he practiced in those firms’ Securities Litigation, Regulatory, and Compliance practice groups, and he previously served as an Adjunct Professor of Law at Georgetown University Law Center. Mr. met office weather alerts