Web24 Jan 2024 · A public company with a class of securities registered under Section 12 or which is subject to Section 15(d) of the Securities Exchange Act of 1934, as amended (“Exchange Act”) must file Section 13 reports with the SEC (10-K, 10-Q and 8-K). A company becomes subject to Section 15(d) by filing a registration statement under WebExchange Act Section 15B includes certain statutory exclusions from municipal advisor registration, which the Commission interpreted and provided certain additional regulatory …
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Web5 Apr 2024 · SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2024 MICROSTRATEGY INCORPORATED (Exact name of registrant as specified in its charter) … WebDownload Annual Report Pursuant To Section 13 Or 15d Of The Securities Exchange Act Of 1934 For The Fiscal Year Ended full books in PDF, epub, and Kindle. Read online free Annual Report Pursuant To Section 13 Or 15d Of The Securities Exchange Act Of 1934 For The Fiscal Year Ended ebook anywhere anytime directly on your device. Fast Download ... fedex express rochester mn
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Web9 Dec 2015 · Download PDF. William D. Roth*. I. Introduction. In May 2014, Securities Exchange Commission (SEC) Chair, Mary Jo White, announced that the SEC would pursue actions under Section 20(b) of the Securities Exchange Act of 1934, which broadly prohibits violating federal securities law through the means of another person. [1] White cited the … Web(a) Where in connection with a succession by merger, consolidation, exchange of securities, acquisition of assets or otherwise, securities of any issuer that is not required to file reports pursuant to section 15(d) (15 U.S.C. 78o(d)) of the Act are issued to the holders of any class of securities of another issuer that is required to file such reports, the duty to file reports … WebShares of a corporation which represent ownership, or entitle the holders thereof to possession and occupancy, of specific apartment units in property owned by such corporations and organized and operated on a cooperative basis are hereby exempted from the operation of section 15(a) of the Securities Exchange Act of 1934, when such shares … fedex express rocklin ca